Opportunity
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| Position: |
|
| Reference number: |
638 |
| Function: |
Compliance |
| Specialism: |
Regulatory Compliance |
| Location: |
Hong Kong, China |
| Geographical coverage: |
All of Asia |
| Industry: |
Investment bank |
| Financial product: |
Equity
|
| Language: |
English
|
| Position type: |
Full-time |
| Date posted: |
10th March, 2010 |
This is a fantastic opportunity to join one of the leading investment banks in the world. Our client is seeking a Head of Equities Compliance to be based in Hong Kong.
The role is based in Hong Kong and reports to the Greater China Head of Compliance in Hong Kong. Key tasks include compliance advisory in relation to sales and trading issues related to Single Stock Cash and Program Trading, Equity Derivatives, Equity Linked Financing, Prime Services and Equity Financing, Convertible Bonds, Listed Derivatives and Proprietary Trading businesses across all major markets in Asia Pacific. The ideal candidate will have minimum 8 years of work experience in the financial service industry, preferably in a regulatory related role with good knowledge of regulations in Asian jurisdictions relating to Cash Equity and Equity Derivatives Sales and Trading.
If you would like to learn more about this opportunity please call Aquis Search on +852 2537 0333 for a confidential discussion or email your details to compliance@aquissearch.com