Opportunity

Position:
Reference number:
606
Function: Compliance
Specialism: Investigations
Location: Hong Kong, China
Geographical coverage: All of Asia
Industry: Investment bank
Financial product: Equity
Language: English
Position type: Full-time
Date posted: 10th March, 2010

Our client is a Global Investment Bank that seeks a Research Compliance specialist to join their company.

 

Reporting to the Head of Research Compliance in New York and to the Greater China Head of Compliance, the primary focus of the role will be on advising Equity Research build-out underway and the launch of fundamental equity research in non-Japan Asia. Based in Hong Kong, the role will be assisting Research Management in establishing a regional control framework for Equity Research including a regional Investment Policy Committee designed to ensure that policies and standards are applied consistently between regions

If you would like to learn more about this opportunity please call Aquis Search on +852 2537 0333 for a confidential discussion or email your details to

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