Opportunity
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| Position: |
|
| Reference number: |
810 |
| Function: |
Compliance |
| Specialism: |
Advisory |
| Location: |
Hong Kong, China |
| Geographical coverage: |
All of Asia |
| Industry: |
Corporate bank |
| Financial product: |
Derivatives | Equity | Warrant
|
| Years of experience: |
8 - 15 |
| Language: |
English
|
| Position type: |
Full-time |
| Date posted: |
1st January, 1970 |
This is great opportunity to join the compliance department of an ever growing bank with strong presence in Asia.
Reporting to the Head of Equities Compliance, this person will focus on the Asia Equities business. As a compliance advisor, you will provide support to the Sales and Trading business in Asia, responding promptly to compliance queries raised. You will keep abreast of regulatory developments and advise the business on potential implications.. You will also assist with development of internal policies and procedures specific to the equity business. The products covered will be listed warrants, OTC derivatives, ELI, ELN.
The ideal person should have worked in HKMA, SFO or HKex and have around 8-15 years of work experience. Experience in a compliance department of a bank is preferable.
If you would like to learn more about this opportunity please call Aquis Search on +852 2537 0333 for a confidential discussion or email your details to compliance@aquissearch.com