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Opportunity

Position:
Reference number:
934
Function: Compliance
Specialism: Advisory | Monitoring and Surveillance
Location: Hong Kong, China
Geographical coverage: All of Asia
Industry: Investment bank
Years of experience: 3 - 4
Language: English
Position type: Full-time
Date posted: 1st January, 1970

This is an attractive opportunity to join the compliance department of a top-tier Investment Bank.




The incumbent will be providing compliance advice and conducting trade surveillance for Private Wealth Management offices located in Hong Kong and Singapore. He/She will also be required to deliver the ongoing programme of training to the Morgan Stanley private client business and support areas on a broad array of compliance and regulatory issues. To be considered for this role, you should have minimum 1 to 2 years experience in financial services with a leading bank, securities house, or regulator in an operational, internal audit or compliance function and knowledge of private client/retail compliance

If you would like to learn more about this opportunity please call Aquis Search on +852 2537 0333 for a confidential discussion or email your details to

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