Assistant Manager- Compliance

Job Title: Assistant Manager- Compliance
Contract Type: Permanent
Location: Hong Kong
Reference: 1_111217
Contact Name: Gina Hui
Contact Email:
Job Published: April 05, 2018 11:19

Job Description

HK$ 40K to HK$ 60K/Month

A growing insurance firm in Hong Kong is looking for candidates with life insurance compliance experience to join their growing team in Hong Kong.


  • To work closely  with business and serves as a point of contact for compliance matters concerning Hong Kong Branch
  • To provide general guidance and compliance advice on how to avoid or deal with similar situations for operations/support functions
  • To provide ad hoc duties when required or as instructed by Management of Hong Kong Branch
  • To fulfill the responsibilties of the distribution risk control requirements 
  • To monitor and review internal control to ensure compliance with AML/ FATCA regulatory requirements


  • Holder of undergraduate degree in law, risk management, accounting, audit or other related disciplines
  • 5 to 8 years of compliance experience in financial institutions and /or life insurance companies is preferred.
  • Sound knowledge of insurance and related regulatory requirements 
  • Fluency in English and Cantonese, ability to read and write in professional Chinese and English, and ability to speak Mandarin would be a plus