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Jobs

Associate Director - Compliance

Job Title: Associate Director - Compliance
Contract Type: Permanent
Location: Singapore
Industry:
Reference: 15556 (01_190418)
Contact Name: Nikita Varman
Contact Email: nikitavarman@aquissearch.com
Job Published: April 19, 2018 15:42

Job Description

A top-tier globally established financial services institution is looking to hire a Senior Generalist Compliance professional based in Singapore.

Responsibilites: 

  • Perform compliance reviews to ensure efficiency and effectiveness of controls framework
  • Provide general compliance advisory on various compliance related matters, including AML, CDD, trade/e-communication surveillance and provide related training sessions as necessary
  • Conduct trade/communication surveillance across all business lines
  • Stakeholder engagement
  • Communicate all changes in the compliance/controls space to the business and recommend changes as necessary to improve effectiveness of current processes

Requirements:

  • Bachelor Degree
  • At least 5-7 years of relevant experience within the financial services industry, preferably within the banking space
  • Previous experience in private banking/wealth management/ investment banking space is a plus
  • Must have previous background in general compliance – AML, CDD, advisory, and/or surveillance
  • General understanding of fixed income, and/or equities
  • Strong interpersonal, communication and negotiation skills is required