Chief Compliance Officer (Fintech)

Job Title: Chief Compliance Officer (Fintech)
Contract Type: Permanent
Location: Hong Kong
Contact Name: Sunny Yung
Contact Email:
Job Published: April 20, 2020 11:08

Job Description

Chief Compliance Officer


The Chief Compliance Officer plays a pivotal role in the group. You as the head will not only lead a group of compliance professionals but will also play an influential role in senior management decisions.


Reporting into the CEO, your main responsibilities include-

  • Advise senior management on the laws, rules and standards the group needs to comply with
  • Act as the primary contact to HKMA and other regulatory and law enforcement bodies
  • Advise business on important regulatory circulars and guidelines
  • Design & Oversee the anti-money laundering framework and programs
  • Provide compliance-related training to the bank
  • Mentor and lead the Compliance team


You would meet the following requirements-

  • Minimum 12 years' experience in compliance with a focus within the financial services sector
  • Excellent communication skills in English
  • Strong understanding of regulations e.g. experience in regulatory/law enforcement bodies is an advantage
  • Ability to build relationships and manage stakeholders in a professional way is necessary for this role

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