Chief Compliance Officer

Location: Shanghai
Job Type: Permanent
Reference: 08_171019
Sector: Legal & Business Support

A well established and successful private equity firm with a strong business model and tract record.

Job Overview:

The incumbent will be in charge of overseeing and managing compliance issues within this well-established private equity firm, ensuring, for example, that a company is complying with regulatory requirements and that the company and its employees are complying with internal policies and procedures. 

Responsibilties:

  • Policy and Procedure Management -- defining, communicating, training and attesting to corporate policies and procedures.
  • Compliance Monitoring -- evaluating and measuring the state of compliance across the organization.
  • Investigations -- managing investigations into wrong doing and anything that violates regulatory/legal requirements.

Requirements:

  • A qualified CCO candidate should possess at least a master’s degree in law from a renowned law school, preferably a JD
  • MBA is a plus.
  • Previous experiences in law and compliance is necessary for this position, preferably with strong power.