Chief Legal & Compliance Officer

Location: Shanghai
Job Type: Permanent
Reference: 03_290120
Practice Area: Legal Inhouse - Financial Services

Company:

A well established and successful private equity firm with a strong business model and tract record.

Job Description:

The incumbent will be in charge of overseeing and managing the legal and compliance issues within this well-established private equity firm, including the transactional legal work and complying with regulatory requirements and that the company and its employees are complying with internal policies and procedures. 

Duties Include:

  • Assisting on deals 
  • Drafting a variety of legal documents
  • Policy and Procedure Management -- defining, communicating, training and attesting to corporate policies and procedures.
  • Compliance Monitoring -- evaluating and measuring the state of compliance across the organization.
  • Investigations -- managing investigations into wrong doing and anything that violates regulatory/legal requirements.

Some findings:

  • Minimum 10 years PQE from both in-house and private practice
  •  At least a master’s degree in law from a renowned law school, preferably a JD
  • MBA is a plus
  • Previous experiences in law and compliance is necessary for this position, preferably with strong power