Chief Operating Officer

Job Title: Chief Operating Officer
Contract Type: Permanent
Location: Hong Kong
Reference: 4_120118
Contact Name: Gina Hui
Contact Email:
Job Published: April 05, 2018 17:44

Job Description

HK$ 1M/Annum

A growing hedge fund in Hong Kong is looking for a seasoned Chief Operating Officer with solid compliance experience gained from similar industry to join their dynamic team. 


  • Responsible for implementing internal control in accordance with applicable rules and regulations, specifically the SFO and SFC instructions/guidance
  • Compose the funds and all other products’ legal documentations such as agreement and PPM with the counterparties such as custodian, fund administration, lawyer, auditors, brokers …etc.
  • Perform routine duties regarding SFC licensing maintenance, marketing material review (Funds ‘fact sheets), periodic solicitation review and AML/CDD/KYC review.
  • To deal with external vendors (prime brokers, fund administrators, legal counsels, auditors, tax consultants, IT consultants, etc.)  
  • Responsible for building up internal policies, procedures and controls
  • Co-ordinate the functioning of the Operations, Finance departments (trade flow operations, legal documentation, compliance monitoring, training and IT infrastructure and etc.)
  • To assist in marketing and sales initiatives, including sales pitch, due diligence review, etc.
  • To collaborate with investors and internal stakeholders to resolve any open issues


  • Fluent in English and basic in Mandarin
  • 8+ years’ experience in a hedge or traditional fund management environment covering operations, compliance (must) and IT
  • Strong analytical and communication skills, as well as the ability to multi-task with minimal supervision
  • Solid understanding of hedge or traditional fund management business and products

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