Compliance Analyst/Associate

Job Title: Compliance Analyst/Associate
Contract Type: Temporary
Location: Singapore
Reference: 03_220818
Contact Name: Gina Hui
Contact Email:
Job Published: August 22, 2018 16:42

Job Description

One of the largest investment firm in the world is looking for a Compliance candidate with two to five years of Compliance experience gained from the buy side to take up a 6 months contract with their well-established Compliance team in Hong Kong.


  • You will manage SFC licensing matters, on-going obligations (e.g. CPT) fulfillment, annual returns filing and FRR financial returns filing
  • You will work closely with the firm’s Legal and Compliance professionals as part of an integrated service, to ensure consistency in compliance practices
  • You will develop and maintains a knowledge and awareness of investment industry, regulatory and/or policy changes with potential impact on local compliance monitoring or reporting
  • You will participate in special projects and performs other duties as assigned


  • An undergraduate degree or an equivalent combination of experience.  Tertiary qualification in law and/or economics/ commerce preferred
  • 2 to 5 years’ compliance experience within a financial services compliance function
  • Ability to function in high volume/fast paced environment working with multiple and diverse responsibilities
  • Excellent interpersonal skills that command respect of business partners
  • In depth knowledge of the Hong Kong compliance and regulatory laws
  • Demonstrated planning and analysis skills
  • Strong written and verbal communication skills in both English and Chinese
  • Fluent in Cantonese/Mandarin and English

Get similar jobs like these by email

By submitting your details you agree to our T&C's