Compliance Manager

Job Title: Compliance Manager
Contract Type: Permanent
Location: Beijing
Reference: 03_070119
Contact Name: Vylla Ma
Contact Email:
Job Published: January 07, 2019 13:54

Job Description

Job Overview:
To identify, assess and monitor the compliance risks faced by the company so as to assist, support & advise Management in Fulfilling its compliance responsibilities as well as advise any employee or officer with respect to their (personal) compliance obligations.


  • Deal with all day-to-day regulatory and compliance issues as they arise
  • Advise business and operational management on regulatory and Compliance issues
  • Advise and assist business on changes required by regulation
  • Develop and assist in implementation of relevant global and local policies and procedures
  • Compliance monitoring of designated business activities using rules based programs to be developed to cover periodical reviews
  • Support business development and new products, ensuring compliance with all applicable regulations
  • Plan and deliver compliance induction and business specific compliance training
  • Remain fully conversant with local and relevant global and local regulations and regulatory developments, lobbying/ responding to consultation with regulatory bodies where requested
  • Monitor on FEC/CDD related events as well as act as local Money Laundering Reporting officer
  • Handle FEC alerts in the system such as FMF, FFF, Erase, CE,etc.
  • Handel whistle-blower reporting to take appropriate and adequate action in case of alleged breaches of internal or external regulations or other irregularities
  • Take proactive role in the Greater China Compliance framework on FEC/ non-FEC areas. Currently will be assigned to lead the taskforce of FEC, which might be rotated to non-FEC role after some period
  • Carry out other tasks assigned by Head of Compliance, China


  • Candidates with a least 5-6 yrs’ experience of compliance in foreign banks
  • Strong working knowledge of compliance advisory and AML
  • Has a holistic view of compliance
  • Very good English verbal and written communication skills

#外资银行合规经理-北京# 5 yrs+ 以上经验,同样外资银行背景,最好熟悉合规全模块,擅长合规咨询和AML, 英文口语流利

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