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Compliance Testing Manager

Job Title: Compliance Testing Manager
Contract Type: Permanent
Location: Hong Kong
Industry:
Reference: 2_170619
Contact Name: Michelle Yau
Contact Email: michelleyau@aquissearch.com
Job Published: June 17, 2019 15:56

Job Description

Responsibilities:

  • Collaboration with various Compliance stakeholders to ensure the implementation of the adequate and effective testing program for APAC that meet both BaFin and local regulatory requirements
  • Developing relationships with the relevant Business Management offices, Divisional Control teams and Infrastructure functions
  • Ensuring that all issues raised in CT have adequate remediation plans that are tracked and escalated promptly and appropriately

Requirements:

  •  Able to quickly understand complex issues and set a course of action (that others are prepared to follow) to meet specific goals
  • Strong investigative and analytical skills – enquiry, analysis, interviewing, testing; 
  • 5 to 7 years’ experience of in Compliance / Compliance Testing/ Audit/Risk and Control in a complex financial services environment
 
 

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