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Jobs

Contract- Investments Compliance

Job Title: Contract- Investments Compliance
Contract Type: Contract
Location: Singapore
Industry:
Reference: 14636 (1_051217)
Contact Name: Nikita Varman
Contact Email: nikitavarman@aquissearch.com
Job Published: April 05, 2018 11:04

Job Description

Leading international Asset Management firm with a strong reputation in building long-term value to  its clients is looking to hire an Investments Compliance professional on a contract basis (for 9 months) based either in Singapore or Hong Kong.

Responsibilities:

  • Ensuring investment guidelines are recorded
  • Engaging in post trade and manual monitoring to ensure adherence to existing investment guidelines and notifying relevant authorities in case of breach
  • Providing advice and guidance to the business on investment compliance matters 
  • Tracking of relevant changes to current guidelines 
  • Other ad hoc duties

Requirements:

  • At least 1-2 years of relevant experience in investment compliance within an asset management firm is mandatory 
  • Knowledge of Charles River or Bloomberg is preferable
  • Ability to investigate exceptions in investment guideline 
  • Excellent communication skills with an ability to liaise with multiple business stakeholders 
  • Ability to work on a contract basis for 9 months