Director, Business Compliance

Location: Hong Kong
Job Type: Permanent
Reference: 04_241018
Sector: Compliance

Our client, a fast-growing Digital Bank is looking for a seasoned Business Compliance Director to assist the Head of Compliance to provide advice to all relevant units on compliance issues arising out of their businesses, product offering and operations.

Responsibilities:

  • To advise business and support units about all applicable laws and regulations
  • To ensure that products and services offered by the Bank, marketing materials and the relevant operational processes
  • To provide advisory services to the Bank and/or support units on all relevant compliance issues and to liaise with regulators
  • To review the advertising and marketing materials, new product initiatives, and obtain regulators’ approval as required
  • To handle and advise on regular submissions / ad-hoc surveys, regulatory information request / enquires / inspection, and liaise with regulators and coordinate appropriate responses to their queries

Requirements:

  • Able to work in a team environment with different cultures
  • Solid HKMA experience dealing with Retail Banking. Exposure in Retail Digital Banking will be a plus
  • Thorough knowledge of laws and regulations applicable to banks, in particular those relating to the consumer banking business.
  • Effective communications skills (written and spoken)
  • Strong analytical skills and able to work under pressure
  • Willing to stand and work in ambiguity and fast-changing environment