Director Compliance Wealth Management

Location: Hong Kong
Job Type: Permanent
Reference: 16032 (02_070618)
Sector: Compliance

Brief Overview:
Our client, a global bank is looking to hire a seasoned leader to run their Wealth Management Compliance function, based in Hong Kong.

The Role & Responsibilities:

  • Compliance and regulatory risk advisory to the wealth management business.
  • Risk assessment and assurance.
  • Regulatory change and projects.
  • Financial Crime – AML, ABC, sanctions and fraud.


  • 8+ years of experience within wealth management compliance.
  • Solid knowledge of HK banking regulations and regulated activities of the wealth management / private banking business.
  • Strong leadership experience
  • Excellent analytical, communication and interpersonal skills