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Distribution Compliance, Insurance Provider

Job Title: Distribution Compliance, Insurance Provider
Contract Type: Permanent
Location: Singapore
Industry:
Reference: 02_220119
Contact Name: Eliza Ng
Contact Email: elizang@aquissearch.com
Job Published: January 22, 2019 09:31

Job Description

Brief Overview:

A leading global insurance provider is looking for an experienced distribution compliance officer to join their compliance team.

Responsibilities:

  • Ensure adherence to relevant regulatory requirements
  • Review and monitor distribution representatives’ sales advisory / market conduct activities
  • Provide training on regulatory obligations in relation to market conduct
  • Investigate market misconduct complaints
  • Facilitate the effective implementation of the Balanced Scorecard Framework

Requirements:

  • At least 3-5 years of compliance experience within financial services
  • Possess sound knowledge of life and general insurance products, and the relevant local regulations
  • Professional compliance certification and successful completion of relevant Capital Markets and Financial Advisory Services Examinations
  • Strong spoken and written communication skills