Brief Overview:

A leading global insurance provider is looking for an experienced distribution compliance officer to join their compliance team.

Responsibilities:

• Ensure adherence to relevant regulatory requirements
• Review and monitor distribution representatives’ sales advisory / market conduct activities
• Provide training on regulatory obligations in relation to market conduct
• Investigate market misconduct complaints
• Facilitate the effective implementation of the Balanced Scorecard Framework

Requirements:

• At least 3-5 years of compliance experience within financial services
• Possess sound knowledge of life and general insurance products, and the relevant local regulations
• Professional compliance certification and successful completion of relevant Capital Markets and Financial Advisory Services Examinations
• Strong spoken and written communication skills