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Head of Compliance Assset Management Company

Job Title: Head of Compliance Assset Management Company
Contract Type: Permanent
Location: Taipei
Industry:
Reference: 3_290719
Contact Name: Tina Lu
Contact Email: tinalu@aquissearch.com
Job Published: July 29, 2019 17:34

Job Description

Responsibility:

  • In charge of the compliance function & on-going group / regulatory reporting
  • Ensure that Taiwan office complies with relevant regulations internal rules,
  • Conduct compliance risk mapping to identify any non-compliance with relevant regulations and internal rules, and the compliance monitoring programme


Requirements:

  • University degree in accounting, legal or business related discipline
  • A licensed individual with at least 5 years’ experience in a compliance function in asset management companies and/or regulators or related industry
  • Strong oral and written communication skills with fluency in English and Mandarin
  • Good understanding of the asset management business as well as the ability to quickly understand the business needs, solve problem and propose solutions.

 

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