Head of Compliance Assset Management Company

Location: Taipei
Job Type: Permanent
Reference: 3_290719
Sector: Legal & Business Support

Responsibility:

  • In charge of the compliance function & on-going group / regulatory reporting
  • Ensure that Taiwan office complies with relevant regulations internal rules,
  • Conduct compliance risk mapping to identify any non-compliance with relevant regulations and internal rules, and the compliance monitoring programme


Requirements:

  • University degree in accounting, legal or business related discipline
  • A licensed individual with at least 5 years’ experience in a compliance function in asset management companies and/or regulators or related industry
  • Strong oral and written communication skills with fluency in English and Mandarin
  • Good understanding of the asset management business as well as the ability to quickly understand the business needs, solve problem and propose solutions.