Head of Compliance, Leading Corporate Bank

Location: Hong Kong
Job Type: Permanent
Reference: 06_101018
Sector: Compliance

A leading corporate bank in Hong Kong is looking for a Head of Compliance in Hong Kong to lead a team of compliance specialists to promote strong compliance culture and provide advice to the stakeholders to meet all the relevant regulatory and legal requirements for the Bank.

Responsibilities:

  • To provide advice, interpretation and recommendation on existing and new regulatory compliance requirements
  • To develop and conduct on-going review of compliance related policies & procedures; identify key  issues to be enhanced and rectified
  • To Develop and deliver compliance related trainings in enhancing employee’s awareness and knowledge
  • To provide guidance and support to various business units to maintain a high level of compliance awareness
  • To supervise and manage the team to perform daily compliance functions
  • To liaise with local regulators, the senior management and Head office on any compliance related matters
  • To handle ad-hoc compliance related projects as assigned by supervisors or management

Requirements:

  • Degree holder preferably with legal, auditing, accounting or related disciplines; professional qualifications such as HKICPA , etc. would be an advantage
  • Minimum of 12 years’ relevant experience in regulatory compliance mainly gained from a banking environment
  • Previous  advisory or enforcement experience gained from regulators would be a plus 
  • Good knowledge and understanding in banking ordinances, operations, products and services   
  • Strong ability to comprehend relevant laws and regulations professionally, and apply into commercial situation and environment
  • People oriented and a good team player with strong communication, interpersonal, and presentation skills
  • Proficient in both spoken and written English and Chinese (MUST)