A leading corporate bank in Hong Kong is looking for a Head of Compliance in Hong Kong to lead a team of compliance specialists to promote strong compliance culture and provide advice to the stakeholders to meet all the relevant regulatory and legal requirements for the Bank.
Responsibilities:
- To provide advice, interpretation and recommendation on existing and new regulatory compliance requirements
- To develop and conduct on-going review of compliance related policies & procedures; identify key issues to be enhanced and rectified
- To Develop and deliver compliance related trainings in enhancing employee’s awareness and knowledge
- To provide guidance and support to various business units to maintain a high level of compliance awareness
- To supervise and manage the team to perform daily compliance functions
- To liaise with local regulators, the senior management and Head office on any compliance related matters
- To handle ad-hoc compliance related projects as assigned by supervisors or management
Requirements:
- Degree holder preferably with legal, auditing, accounting or related disciplines; professional qualifications such as HKICPA , etc. would be an advantage
- Minimum of 12 years’ relevant experience in regulatory compliance mainly gained from a banking environment
- Previous advisory or enforcement experience gained from regulators would be a plus
- Good knowledge and understanding in banking ordinances, operations, products and services
- Strong ability to comprehend relevant laws and regulations professionally, and apply into commercial situation and environment
- People oriented and a good team player with strong communication, interpersonal, and presentation skills
- Proficient in both spoken and written English and Chinese (MUST)