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Jobs

Investment Compliance Analyst (12 months contract)

Job Title: Investment Compliance Analyst (12 months contract)
Contract Type: Contract
Location: Hong Kong
Industry:
Reference: 02_011118
Contact Name: Michelle Yau
Contact Email: michelleyau@aquissearch.com
Job Published: November 01, 2018 13:49

Job Description

Our client is a Global Asset Management firm. They’re looking for an Investment Compliance Analyst to join the dynamic team.

Responsibilities:

  • Perform post-trade monitoring and alert uplifting. using Charles River or Bloomberg AIM
  • Maintain relationships with funds managers and internal stakeholders such as fund accounting, etc. to ensure smooth running of services
  • Breach reporting and management

Requirements:

  • University Degree Holder
  • Minimum of 1-year relevant working experience
  • Good knowledge on Charles River IMS or Bloomberg AIM
  • Good knowledge on Investment Restrictions processes

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