Investment Compliance Analyst (12 months contract)

Location: Hong Kong
Job Type: Contract
Reference: 02_011118
Sector: Compliance

Our client is a Global Asset Management firm. They’re looking for an Investment Compliance Analyst to join the dynamic team.

Responsibilities:

  • Perform post-trade monitoring and alert uplifting. using Charles River or Bloomberg AIM
  • Maintain relationships with funds managers and internal stakeholders such as fund accounting, etc. to ensure smooth running of services
  • Breach reporting and management

Requirements:

  • University Degree Holder
  • Minimum of 1-year relevant working experience
  • Good knowledge on Charles River IMS or Bloomberg AIM
  • Good knowledge on Investment Restrictions processes