Local Regulatory Compliance Manager/ Senior Manager

Job Title: Local Regulatory Compliance Manager/ Senior Manager
Contract Type: Permanent
Location: Hong Kong
Reference: 01_130320
Contact Name: Gina Hui
Contact Email:
Job Published: March 13, 2020 10:07

Job Description


A Global Asset Manager in Hong Kong is looking for a seasoned Regulatory Compliance Manager/ Senior Manager to be part of their dynamic team in Hong Kong.


  • To play a lead role in identifying, analysing and informing the business’ response to regulatory change
  • To provide advisory support to the business on compliance matters
  • To support the development of appropriate compliance policies and procedures
  • People management experience (for senior manager position) for a team of compliance professionals.
  • Demonstrable experience in the management of a compliance function (for senior manager position) in the investment management industry possessing the requisite knowledge of the appropriate regulatory and governance issues
  • To identify obligations arising from, and monitor the business' compliance with, relevant requirements and standards contained within the regulatory systems and internal policies applicable to the firm
  • To manage projects within Compliance mandates.
  • To keep stakeholders abreast of key regulatory compliance issues and providing such, or relevant functional input, to broader business discussions in Hong Kong and the region​


  • Undergraduate qualifications in Law, Finance, Economics, Accounting.
  • Able to undertake a wide range of divergent activities and deliver business projects.
  • Extensive knowledge in the current developments in Hong Kong and the region in relation to identifying, measuring and managing compliance risk and regulatory obligations.


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