Local Regulatory Compliance Manager/ Senior Manager

Location: Hong Kong
Job Type: Permanent
Reference: 01_130320
Practice Area: Compliance - Financial Services

Brief:

A Global Asset Manager in Hong Kong is looking for a seasoned Regulatory Compliance Manager/ Senior Manager to be part of their dynamic team in Hong Kong.

Responsibilities:

  • To play a lead role in identifying, analysing and informing the business’ response to regulatory change
  • To provide advisory support to the business on compliance matters
  • To support the development of appropriate compliance policies and procedures
  • People management experience (for senior manager position) for a team of compliance professionals.
  • Demonstrable experience in the management of a compliance function (for senior manager position) in the investment management industry possessing the requisite knowledge of the appropriate regulatory and governance issues
  • To identify obligations arising from, and monitor the business' compliance with, relevant requirements and standards contained within the regulatory systems and internal policies applicable to the firm
  • To manage projects within Compliance mandates.
  • To keep stakeholders abreast of key regulatory compliance issues and providing such, or relevant functional input, to broader business discussions in Hong Kong and the region​

Required:

  • Undergraduate qualifications in Law, Finance, Economics, Accounting.
  • Able to undertake a wide range of divergent activities and deliver business projects.
  • Extensive knowledge in the current developments in Hong Kong and the region in relation to identifying, measuring and managing compliance risk and regulatory obligations.