Portfolio Compliance Manager

Job Title: Portfolio Compliance Manager
Contract Type: Permanent
Location: Hong Kong
Reference: (01_120718)
Contact Name: Matthew Dorrell
Contact Email:
Job Published: July 12, 2018 09:50

Job Description

Our client a global financial institution is looking for a high caliber candidate to run their North Asia Investment Compliance team.


  • Advise the business on investment compliance related matters
  • Ensure all investment guidelines are recorded and portfolio accounts adhere to the investment guidelines
  • Monitor the development of regulatory changes which impact investment restrictions monitoring
  • Participate in projects and workgroups
  • Manage a small team across North Asia


  • 6+ years of relevant experience in investment / portfolio compliance in a financial institution
  • Bachelor’s degree or equivalent in Accounting/Finance/Law/Business or related disciplines
  • Proficient in investment compliance monitoring systems
  • Excellent communication skills in English, with Mandarin a definite advantage

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