Regional Compliance Officer

Job Title: Regional Compliance Officer
Contract Type: Permanent
Location: Hong Kong
Contact Name: Sunny Yung
Contact Email:
Job Published: December 13, 2019 11:43

Job Description

Market leading European company with global business is looking for their Regional Compliance Officer, reporting to the Head of Legal & Compliance.

The Role & Responsibilities:

  • Driving the Ethics & Compliance program for North Asia region 
  • Influence and collaborate with various business leaders on the importance of critical compliance issues such as anti-corruption/anti-bribery, anti-trust
  • Ensure different business units compliance with the Ethics and Compliance Code of Conduct
  • Monitoring & Reporting: Monitor the implementation and adherence to internal compliance policies and procedures, and coordinate compliance reporting at regional level and to HQ on a regular basis.
  • Investigation: Lead / support internal investigations of suspected compliance violations, and to recommend follow-up and remedial actions.
  • Training & Queries Handling: Be the contact person in North Asia for compliance queries and conduct trainings and/or workshops on compliance policies in Regional Office and local market organisations (including training for existing (and new) local compliance officers and ensure they are equipped with the required understanding).


  • Qualified lawyers preferred (10+PQE), also open to related discipline with 10+ years of experience
  • Regional exposure with strong understanding of Greater China, Japan and Korea is crucial
  • Excellent command in Chinese and English

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