Regulatory & Investigation, Counsel

Job Title: Regulatory & Investigation, Counsel
Contract Type: Permanent
Location: Hong Kong
Reference: 01_130619
Contact Name: Morris Chan
Contact Email:
Job Published: June 13, 2019 09:54

Job Description

European financial institution is looking for a lawyer with regulatory and investigations experience to join its corporate governance division. Coordinating with seasoned internal and external stakeholders on addressing relevant issues, this is a good opportunity to join an experienced team and taking up a high-level position.


  • Preparing investigation reports and analysis in relation to client complaints
  • Collaborating with internal teams to review and implement policies and procedures
  • Working closely with regulatory bodies in delivering requested information
  • Conducting investigations into matters heightened by local law and regulatory authorities


  • Common law qualified lawyer with 4-6 PQE, considering those from in-house (financial institutions/regulatory bodies) and private practice
  • Possessing a strong understanding of regulatory frameworks, those with prior experience handling investigation matters will be an advantage
  • Prior experience within an in-house setting will be a plus
  • Strong communication skills are mandatory. Ability to converse in Chinese (Mandarin and Cantonese) is required

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