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Regulatory Compliance Manager (3 month contract)

Job Title: Regulatory Compliance Manager (3 month contract)
Contract Type: Contract
Location: Hong Kong
Industry:
Reference: 01_021018
Contact Name: Gina Hui
Contact Email: ginahui@aquissearch.com
Job Published: October 02, 2018 11:32

Job Description

Our client, a global private bank in Hong Kong is looking for a seasoned PB regulatory compliance candidate with strong HKMA experience to take up a 3 month contract with the growing team in Hong Kong.

Responsibilities: 

  • To perform the regulatory functions of the Compliance team
  • To disseminate information on regulatory matters
  • To develop the Bank's compliance policies
  • To perform compliance surveillance program which cover areas on regulations
  • To coordinate and conduct the HKMA/SFC periodic compliance review, self-assessment and ad hoc enquiries
  • To handle regulatory license and licensing related matters

Requirements: 

  • Solid experience in compliance role focused on private banking/ wealth management. At least 5 years relevant experience in Compliance/Legal (including in the bank or working for regulators)
  • Familiar with the Hong Kong legal and regulatory requirements on banking industry , in particular on Private Bank 
  • Fluent English and Chinese 
  • Immediately available candidate is preferred