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Regulatory Compliance Manager, Top Regional Bank

Job Title: Regulatory Compliance Manager, Top Regional Bank
Contract Type: Permanent
Location: Hong Kong
Industry:
Reference: 2_280518
Contact Name: Gina Hui
Contact Email: ginahui@aquissearch.com
Job Published: May 28, 2018 16:44

Job Description

Our client, a leading regional financial institution is looking for a regulatory compliance manager to support its team within the Hong Kong hub.

Job Descriptions:      

  • Review all policies and procedures to ensure them comply with the regulatory requirements
  • Interpret laws, rules and regulations for business and provide advisory support on compliance matters
  • Keep up-to-date with guidelines & circulars issued from regulators and convey the information to the relevant lines of business in a timely manner
  • Liaise with Head Office and regulators in relation to compliance matters
  • Support in preparation of training courses to all business units of the bank
  • Monitor, evaluate and conduct compliance assessment / review / survey
  • Provide compliance support on developing new products or services
  • Evaluate accounts documents (new and existing) and forms
  • Organize and coordinate Compliance Committee
  • Ad-hoc projects assigned by the supervisor

Requirements:

  • Bachelor’s degree or above in Law, Accounting or Company Secretary
  • Around 7-10 years of relevant work experience in retail banking, corporate banking and/or private banking is preferred
  • Knowledge of Banking Ordinance, SFO and the HKMA/SFC rules is an advantage
  • Good interpersonal skills and problem-solving skills
  • Proficient in written and spoken English and Chinese