Job Description
Responsibilities:
- Supporting group-wide business units across APAC
- Regular monitoring of investment standards, regulations and procedures and ensuring proper communication to relevant stakeholders within the business to ensure compliance standards
- Perform trend analysis to ensure risk-based controls are adhered to
- Conduct post-trade compliance using Bloomberg platforms
- Ad hoc projects
Requirements:
- At least 5-7 years of relevant experience in the investment or securities compliance field
- Previous experience working in an asset management firm is required
- Solid working knowledge of Bloomberg Compliance platforms
- Fluency in English is mandatory, and any Asian language is a plus.
- Strong interpersonal, communication skills and effective negotiation skills
- Excellent problem-solving skills; logical thinker