Responsibilities: 

• Supporting group-wide business units across APAC
• Regular monitoring of investment standards, regulations and procedures and ensuring proper communication to relevant stakeholders within the business to ensure compliance standards
• Perform trend analysis to ensure risk-based controls are adhered to
• Conduct post-trade compliance using Bloomberg platforms
• Ad hoc projects

Requirements:

• At least 5-7 years of relevant experience in the investment or securities compliance field
• Previous experience working in an asset management firm is required
• Solid working knowledge of Bloomberg Compliance platforms
• Fluency in English is mandatory, and any Asian language is a plus.
• Strong interpersonal, communication skills and effective negotiation skills
• Excellent problem-solving skills; logical thinker