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Senior Manager, Investment Compliance

Job Title: Senior Manager, Investment Compliance
Location: Singapore
Industry:
Reference: 1_160718
Contact Name: Nikita Varman
Contact Email: nikitavarman@aquissearch.com
Job Published: July 16, 2018 17:15

Job Description

Responsibilities: 

  • Supporting group-wide business units across APAC
  • Regular monitoring of investment standards, regulations and procedures and ensuring proper communication to relevant stakeholders within the business to ensure compliance standards
  • Perform trend analysis to ensure risk-based controls are adhered to
  • Conduct post-trade compliance using Bloomberg platforms
  • Ad hoc projects

Requirements:

  • At least 5-7 years of relevant experience in the investment or securities compliance field
  • Previous experience working in an asset management firm is required
  • Solid working knowledge of Bloomberg Compliance platforms
  • Fluency in English is mandatory, and any Asian language is a plus.
  • Strong interpersonal, communication skills and effective negotiation skills
  • Excellent problem-solving skills; logical thinker