Vice President, Responsible Officer (Type 4,9)

Location: Hong Kong
Job Type: Permanent
Reference: 01_061218
Sector: Investment Management


  • Act as Responsible Officer with Formulate, review and improve the operational manual, ensure the operations in compliance with Company policies and SFC requirement
  • Implement and manage the long-term strategy for the firm, provide operational support, portfolio management, and risk management system etc.
  • Assist senior management on firm’s investment function, with investment experience in technology/electronic sector will be advantageous
  • Manage daily operations to ensure full regulatory compliance
  • Comply with all applicable laws, rules and regulations and standard of good market practices


  • Degree holder in Finance or Business-related discipline
  • Minimum 5 years of solid experience in asset management/private equity/ asset management/ investment management / electronics
  • Current SFC Type 4,9 Responsible Officer/Representative License holder
  • Sound understanding of SFO, SFO Code of Conduct, regulations and guidelines of relevant regulatory authorities and risk management control
  • Strong business strategy sense and in-depth knowledge of the asset management industry
  • Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills
  • Fluency in English, Cantonese, and Mandarin
  • Immediate availability is highly preferred