VP, AML- Wealth Management

Job Title: VP, AML- Wealth Management
Contract Type: Permanent
Location: Hong Kong
Reference: 4_291118
Contact Name: Gina Hui
Contact Email:
Job Published: November 29, 2018 12:26

Job Description

This newly created role will be based in Hong Kong and the incumbent will assist in supporting all day-to-day AML matters for the growing Wealth Management Business.


  • To provide advisory to WM staffs and senior management on AML/CFT matters
  • To conduct enhanced due diligence and investigations
  • To perform transaction monitoring and reviews on WM client accounts and transactions
  • To review suspicious transaction reports and file with the relevant authorities where necessary and to conduct compliance testing on the AML/CFT program for WM
  • To approve account opening requests for High Risk/PEP accounts
  • To review on other financial crime related issues including anti-bribery and corruption, sanctions and other adverse news
  • To provide training to WM staff and senior management on AML/CFT
  • Liaise with audit/ regulators and other corporate functions on AML/CFT related issues


  • 8-10 years experience in an AML Compliance role in a financial institution, preferably with private and institutional banking exposure
  • Good understanding of the AML/CFT legislations and regulations in Hong Kong and China especially related to high net worth individuals
  • Excellent interpersonal skills. Able to liaise with internal stakeholders and external parties across all levels
  • ACAMS or other similar AML qualifications
  • Excellent skill in spoken and written English and Mandarin. Proficiency in Cantonese is an added advantage

Get similar jobs like these by email

By submitting your details you agree to our T&C's