VP, APAC Regulatory Advisor

Job Title: VP, APAC Regulatory Advisor
Contract Type: Permanent
Location: Hong Kong
Reference: 3_090418
Contact Name: Gordon Kwong
Contact Email:
Job Published: April 09, 2018 17:01

Job Description

HK$ 80K to HK$ 100K/Month

New exciting opportunity with an international investment bank. The position is a VP role in regulatory controls to the business. This will be to lead a team and require strong APAC regulatory knowledge. Big 4 candidates will be highly suitable.


  • Responsible for providing regulatory reporting controls to the business to maintain operational risk controls and to identify anomalies/incidents
  • Lead the regional spot checking on regulatory reporting controls and processes
  • Review the regulatory report process control framework
  • Implement supervisionary tools to mitigate regulatory risks
  • Work closely with the local CFO, regional CFO and HQ, regularly update on regional spot check roadmap status


  • University Degree
  • 8 years of experience in regulatory advisory or internal audit
  • Certified CPA
  • Team lead with ability to work independently
  • Fluency in Cantonese, English and Mandarin