Our client, a global bank is looking for a high caliber candidate to lead their Capital Markets Surveillance team.
- Lead the team to cover Trade Surveillance, Communications Surveillance, and Disclosure of Interests
- Undertake communications surveillance using the firm’s oral and written communications surveillance tools
- Investigate and clearly communicate issues arising from the surveillance activities, involving advisory compliance as required
- Actively participate in regulatory and internal investigations as required
- Solid experience in Investment Banking / Capital Markets Communications Surveillance and / or Trade Surveillance & Monitoring
- Disclosure of Interests experience will be an advantage
- Excellent communication skills in English, with Mandarin also preferred