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VP Communications Surveillance

Job Title: VP Communications Surveillance
Contract Type: Permanent
Location: Hong Kong
Industry:
Reference: 09_270718
Contact Name: Matthew Dorrell
Contact Email: matthewdorrell@aquissearch.com
Job Published: July 27, 2018 16:21

Job Description

Our client, a global bank is looking for a high caliber candidate to lead their Capital Markets Surveillance team.

Responsibilities:

  • Lead the team to cover Trade Surveillance, Communications Surveillance, and Disclosure of Interests
  • Undertake communications surveillance using the firm’s oral and written communications surveillance tools
  • Investigate and clearly communicate issues arising from the surveillance activities, involving advisory compliance as required
  • Actively participate in regulatory and internal investigations as required

Requirements:

  • Solid experience in Investment Banking / Capital Markets Communications Surveillance and / or Trade Surveillance & Monitoring
  • Disclosure of Interests experience will be an advantage
  • Excellent communication skills in English, with Mandarin also preferred

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