VP- Compliance – Multi Strategy Investment Fund

Job Title: VP- Compliance – Multi Strategy Investment Fund
Contract Type: Permanent
Location: Hong Kong
Reference: 04_091118
Contact Name: Gina Hui
Contact Email:
Job Published: November 09, 2018 10:33

Job Description

Our client, a top tier Multi Strategy Investment Fund in Hong Kong is looking for candidates with asset management and equities compliance experience to join their growing team in Hong Kong. You will be reporting directly to the Head of Compliance and will work closely with other colleagues in Hong Kong and globally.


  • To review compliance controls and processes are in place to comply with relevant local regulatory requirements and to develop, maintain, review and implement global and local policies, procedures and controls
  • To ensure all trade surveillance activities are undertaken based on agreed framework and procedures and to maintain and review Firm’s information barriers, restricted lists, and wall-crossing procedures
  • To assist in regulatory reporting, regulatory compliance risk, risk assessment for Firm’s office locations
  • To review and maintain AML / KYC internal and external workflows


  • Bachelor degree in Law, Risk Management, Finance or related discipline(s)
  • At least 6-8 years of Compliance experience
  • Extensive knowledge on regulatory requirements, asset management (preferably from PE or Hedge Fund) and equities compliance
  • Excellent command of written and spoken English

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