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Jobs

VP Compliance Testing

Job Title: VP Compliance Testing
Contract Type: Permanent
Location: Hong Kong
Industry:
Reference: 16103 (02_120618)
Contact Name: Matthew Dorrell
Contact Email: matthewdorrell@aquissearch.com
Job Published: June 12, 2018 15:51

Job Description

Our client is a global bank, looking to recruit a high caliber professional within their Compliance Testing team.

The Role & Responsibilities:

  • Ensure the smooth execution of the Compliance Testing Plan.
  • Assess the adequacy and effectiveness of internal controls in relation to compliance risk types against internal policy and regulatory requirements.
  • Lead the team in the scoping of reviews and agree remediation actions.
  • Establish relationships with key stakeholders from compliance, risk and the business.
  • Lead and participate in compliance enhancement projects. 

Requirements:

  • Minimum 6 years’ testing, compliance, audit or regulatory risk management experience in a global financial institution or regulator.
  • Knowledge of banking and securities laws, regulations, regulatory expectations, and risks affecting the banking industry. 
  • Good appreciation of risk and control frameworks, with specific experience in controls testing.
  • Excellent communication and interpersonal skills.