VP, Global Markets Compliance

Location: Hong Kong
Job Type: Permanent
Reference: 04_220818
Sector: Compliance

A leading corporate bank in Hong Kong is looking for an experienced market compliance candidate to support the regulatory and group initiatives and projects on overall Markets Compliance enhancements.

Responsibility:

  • You will facilitate the Branch’s Compliance with applicable and upcoming banking and securities laws and regulations
  • You will review the relevant Markets Compliance global and local policies; perform gap analysis, implementation and maintenance
  • You will assist in carrying out Compliance Risk Assessment and Compliance reviews for the Branch and recommend controls to manage or reduce these risks
  • You will perform trade-related reviews and monitoring to ensure regulatory and internal requirements are complied with

Requirements:

  • At least 7 experience in Global Markets Compliance or a relevant field
  • Good knowledge and understanding of the local regulatory framework
  • Front office compliance, control room, and/or corporate finance compliance experience preferred
  • Experience in dealing with regulators especially SFC and HKEx (MUST)
  • Excellent command of written and spoken English