VP, Global Markets Compliance

Job Title: VP, Global Markets Compliance
Contract Type: Permanent
Location: Hong Kong
Reference: 04_220818
Contact Name: Gina Hui
Contact Email:
Job Published: August 22, 2018 17:02

Job Description

A leading corporate bank in Hong Kong is looking for an experienced market compliance candidate to support the regulatory and group initiatives and projects on overall Markets Compliance enhancements.


  • You will facilitate the Branch’s Compliance with applicable and upcoming banking and securities laws and regulations
  • You will review the relevant Markets Compliance global and local policies; perform gap analysis, implementation and maintenance
  • You will assist in carrying out Compliance Risk Assessment and Compliance reviews for the Branch and recommend controls to manage or reduce these risks
  • You will perform trade-related reviews and monitoring to ensure regulatory and internal requirements are complied with


  • At least 7 experience in Global Markets Compliance or a relevant field
  • Good knowledge and understanding of the local regulatory framework
  • Front office compliance, control room, and/or corporate finance compliance experience preferred
  • Experience in dealing with regulators especially SFC and HKEx (MUST)
  • Excellent command of written and spoken English

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